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Banking Sector · Retail NPAs

Case Study 04: Improving Secured Recovery Visibility Through SARFAESI 360

₹120+ Cr Recovered
EXECUTIVE IMPACT SUMMARY

Challenge

SARFAESI timelines and collateral information were tracked manually per resolution manager with no ageing visibility, making it difficult to identify overdue legal actions or produce a portfolio-level view.

ClearDu Solution

ClearDu implemented SARFAESI 360 to track asset-level records, SARFAESI milestones, and legal ageing centrally, with automated escalation of overdue actions and coordinated task assignment across internal and external stakeholders.

Key Results

• 30% faster SARFAESI action tracking • 26% reduction in overdue legal actions • 100% asset-level traceability • 38% faster portfolio reporting

CLIENT PROFILE

A mid-sized Asset Reconstruction Company managing secured stressed assets acquired from multiple originating banks and NBFCs, spanning mortgage, loan-against-property, and SME secured portfolios across several states.

BUSINESS CONTEXT

As the ARC’s acquired portfolio grew across originators, resolution managers were tracking SARFAESI milestones – demand notices, possession, publication, and legal action – using individually maintained spreadsheets and physical case files.

This made it difficult for management to obtain a consistent, portfolio-level view of where each asset stood in the recovery timeline, or to identify cases at risk of missing statutory deadlines.

CHALLENGE

  • SARFAESI action tracking – demand notice issuance, possession timelines, publication requirements, and documentation – was managed manually per resolution manager, with no standardized case status taxonomy.
  • There was no systematic ageing view to flag assets where legal action was overdue relative to statutory or internal timelines.
  • Collateral and property-level information was scattered across physical files and local spreadsheets, making it difficult to retrieve a complete asset record quickly.
  • Coordination between internal resolution teams, external legal counsel, and valuers relied on email threads, with no centralized task assignment or status visibility.

CLEARDU PLATFORM IMPLEMENTED

Primary platform: SARFAESI 360

SARFAESI 360 was implemented as the primary platform because the requirement was specialized tracking of secured recovery workflows, legal milestones, and collateral-level records – the specific purpose the platform is designed for.

DETAILED SOFTWARE IMPLEMENTATION

  • Asset-level records were onboarded for each acquired account, capturing borrower details, loan terms, collateral description, and prior recovery action history.
  • SARFAESI workflow stages – demand notice, possession, publication, sale, and legal proceedings – were configured as trackable milestones with defined statutory and internal timelines for each.
  • Ageing dashboards were built to flag assets approaching or exceeding milestone deadlines, escalating automatically to resolution managers and team leads.
  • Task assignment and stakeholder coordination workflows were configured to route action items to internal teams, external legal counsel, and valuers, with status updates captured centrally.
  • A document repository was established for each asset, consolidating notices, valuation reports, possession documentation, and correspondence in one place.
  • Portfolio-level dashboards were configured to give management a segmented view by originator, vintage, security type, and recovery stage. 

PROCESS TRANSFORMATION

Before: Before SARFAESI 360, milestone tracking was manual and resolution-manager-specific, with no ageing visibility and collateral information scattered across physical files.

After: After implementation, every asset’s SARFAESI stage, ageing status, and documentation are visible centrally, with automated escalation of overdue action items and structured coordination across internal and external stakeholders.

  • Resolution managers get a prioritized view of assets requiring imminent action.
  • Legal teams can track case status and documentation without chasing physical files.
  • Senior management and investors gain portfolio-level visibility into recovery progress by originator and vintage.

PLATFORM CAPABILITIES USED

  • Secured loan and collateral-level records
  • SARFAESI milestone and demand notice tracking
  • Possession-stage and publication tracking
  • Legal action ageing monitoring
  • Task and action assignment
  • Internal and external stakeholder coordination
  • Document repository
  • Portfolio-level dashboards
  • Compliance and audit trails

KEY RESULTS

  • 30% faster SARFAESI action tracking and milestone closure
  • 26% reduction in overdue legal action items
  • 100% asset-level traceability across acquired pools
  • 38% reduction in portfolio reporting turnaround time for management and investor updates

IMPLEMENTATION CONSIDERATIONS AND CONTROLS

  • Asset onboarding included data validation to reconcile originator records with the ARC’s own documentation.
  • Role-based access separated internal resolution teams, external counsel, and management reporting views.
  • Escalation alerts were tuned to statutory timelines specific to each recovery stage.
  • A structured document repository reduced dependency on physical files during audits and legal proceedings.

CONCLUSION

By moving SARFAESI tracking from scattered spreadsheets and physical files onto a centralized, milestone-driven platform, the ARC gained consistent, portfolio-wide visibility into secured recovery progress. Faster identification of overdue actions, structured stakeholder coordination, and asset-level traceability together strengthened both recovery pace and audit readiness across the acquired portfolio.


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